Tuesday 5th November, 2013. Kampala…Capital Markets Authority (CMA) is pleased to announce that Mr. Keith Kalyegira has been appointed as the new Chief Executive Officer (CEO) of the Authority. Mr. Kalyegira replaces Mr.
In line with its regulatory objectives, CMA wishes to inform the general public that following cessation of business by Bullion Capital Limited, the CMA in accordance with Section 44(2) (b) (v) of the Act, revoked Bullion Capital Limited’s investment advisor license (Part A) with effect from 13th December 2011. Download
It has come to our notice that the monthly submissions of Net Capital statements are accompanied by differing supporting documents. The Capital Markets Authority (CMA) with effect from the date of this regulatory notice hereby standardizes the required accompanying documents. Download
In line with its regulatory objectives, the CMA wishes to inform the general public that following an application by First Renaissance Securities Limited (formerly Renaissance Capital Limited) for voluntary withdrawal of its Broker/ Dealer License, the Authority in accordance with the Capital Markets Authority Act, 1996 Section 44(2) (b) (v) revoked the their Broker/Dealer License (RCL 1112 BD) with effect from 30th November 2011. Download
The Capital Markets Authority (CMA), in exercise of its investor protection role informs the public as follows. There are on-going Initial Public Offerings in the member states of the East African region. Some of the licensed stock brokers in Uganda are agents for the cross border issues. Download
The Capital Markets Authority (CMA) was established under the Capital Markets Authority Act, Cap 84 of the Laws of Uganda. The CMA is a statutory body with the primary responsibility to regulate an orderly, fair, and efficient capital market in Uganda. In line with its statutory obligations, the Authority hereby notifies the general public of enforcement action against Fidelity Capital Management Limited. Download
The Capital Markets Authority (CMA) wishes to inform all licensed persons of the procedures to be followed in respect of complaints by investors/clients of licensed persons. These procedures detail the steps to be followed by an aggrieved investor, which will enable them to voice their concerns with the relevant licensed person in the event of unfair treatment by a licensed person.
To file a complaint to CMA, please download a copy of the complaint Intake Form or fill online using this link.
CMA issued a notice advising the public to desist from dealing with individuals or firms which are not licensed by the CMA. This follows some firms/ individuals carrying out marketing activities in Uganda for purposes of selling Offshore Funds, Pension Plans and other forms of investment packages and portfolios to potential clients in Uganda. Download