Legal and Compliance

Overview

CMA's legal and compliance requirements ensure that there is a sound, fair and orderly framework for the conduct of financial securities business and matters in Uganda.

The information contained here details the persons to whom licenses are issued, public notices relevant for the investor protection on capital markets issues and most important of all, regulatory actions taken by CMA in enforcing its legal and compliance role for the sector, thus the persons to whom licenses have been granted and any matters related to the legal and compliance aspects of CMA.